Institution record
IUX
IUX MARKETS AU PTY LTD.
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSCA Financial Sector Conduct Authority | 53103 | Regulated | IUX MARKETS ZA (PTY) LTD | 2023-08-18 | — |
ASIC Australian Securities and Investments Commission | 529610 | Regulated | IUX MARKETS AU PTY LTD. | 2021-07-22 | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing IUX against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| IUX (this record) | FSCAASIC | 2 / 2 | Risk level not supplied | — | 1 |
| CANADA | FINTRACFinCENCNV+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FSCAFCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| Best Leader | FSAASIC | 0 / 2 | Risk level not supplied | — | 0 |
| WELTRADE | NBRBFSCA | 0 / 2 | Risk level not supplied | — | 1 |
| Admiral Markets | BaFinFSACyFO+3 | 4 / 6 | Risk level not supplied | — | 0 |
IUX: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is IUX's regulatory licence status and supervisory authorisation?
In our imported dataset, IUX (legal entity reference: IUX MARKETS AU PTY LTD.) holds 2 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 53103, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 529610, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA, ASIC public register.
Which of IUX's jurisdictions and licences fall within this site's regulatory coverage?
IUX is registered at Beachmont Business Centre, 321, Kingstown, St. Vincent and the Grenadines. 16 Foti Kolakidi, 1st Floor, Office A, Agia Zoni, 3031, Limassol, Cyprus. 1st Floor Cnr Kildare Road and MA, Newlands, Cape Town, Western Cape, 7550. P.B. 1257 Bonovo Road, Fomboni,Comoros, KM. and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 2 recorded licences (FSCA, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is IUX's institutional risk classification, enforcement exposure, and score profile?
IUX carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to IUX's platforms, entity structure, and complaints?
Before allocating capital or executing trades with IUX, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to IUX's supervisory scope.
Global Enforcement & Licensing Rules
Global Regulatory Enforcement 2026: SEC Recordkeeping Fines, FCA Consumer Duty & ASIC/MAS Finfluencer Rules
SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20).
EU MiCA & DORA Compliance
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing 4-hou
Global Enforcement & Licensing Rules
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing recen
EU MiCA & DORA Compliance
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Third-Party ICT Outsourcing, Register of Information & Exit Plans ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing contr
