Institution record
AUS GLOBAL
AUS Global MU Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SCATier-2 Securities and Commodities Authority | 20200000207 | Registered | AUS GLOBAL FINANCIAL SERVICES LLC | 2024-06-04 | |
FSCOffshore Financial Services Commission, Mauritius | GB23201412 | Regulated | AUS Global MU Ltd | 20/04/2023 | |
ASICTier-1 Australian Securities and Investments Commission | 000427848 | Regulated | AUS GLOBAL FINANCIAL (AU) PTY. LTD | 2012-10-12 | |
CyFOTier-2 FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 350/17 | Regulated | AC Markets (Europe) Ltd | 2017-11-12 | |
FSCATier-2 Financial Sector Conduct Authority | 52171 | Registered | AUS GLOBAL ZA (PTY) LTD | 2022-03-11 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AUS GLOBAL against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AUS GLOBAL (this record) | SCAFSCASIC+2 | 3 / 5 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| Best Leader | ASICFSA | 0 / 2 | Risk level not supplied | — | 0 |
| WELTRADE | NBRBFSCA | 0 / 2 | Risk level not supplied | — | 1 |
| Admiral Markets | BaFinFSAEFSA+3 | 4 / 6 | Risk level not supplied | — | 0 |
AUS GLOBAL: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AUS GLOBAL's regulatory licence status and supervisory authorisation?
In our imported dataset, AUS GLOBAL (legal entity reference: AUS Global MU Limited) holds 5 recorded licence entries, of which 3 carry a "regulated" status and 5 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 20200000207, status: registered, Tier-2; FSC (Financial Services Commission, Mauritius) — licence GB23201412, status: regulated, Offshore; ASIC (Australian Securities and Investments Commission) — licence 000427848, status: regulated, Tier-1; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 350/17, status: regulated, Tier-2; FSCA (Financial Sector Conduct Authority) — licence 52171, status: registered, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, FSC, ASIC public register.
Which of AUS GLOBAL's jurisdictions and licences fall within this site's regulatory coverage?
AUS GLOBAL is registered at Suite 803,8 Floor,Hennessy Tower Pope Hennessy Street Port Louis , Mauritius and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Cryptocurrencies, Precious metals, Stock indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 5 recorded licences (SCA, FSC, ASIC, CyFO, FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is AUS GLOBAL's institutional risk classification, enforcement exposure, and score profile?
AUS GLOBAL carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AUS GLOBAL's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AUS GLOBAL (listed execution software: AUS GLOBAL cTrader), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to AUS GLOBAL's supervisory scope.
Global Enforcement & Licensing Rules
Global Regulatory Enforcement 2026: SEC Recordkeeping Fines, FCA Consumer Duty & ASIC/MAS Finfluencer Rules
SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20).
Clone Firm Detection & Register Audits
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing initi
EU MiCA & DORA Compliance
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing 4-hou
Global Enforcement & Licensing Rules
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing recen