Institution record
AVA
AVA Trade EU Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
CBITier-1 Central Bank of Ireland | C53877 | Regulated | AVA Trade EU Limited | 2009-07-09 | |
FSRATier-2 Financial Services Regulatory Authority, Abu Dhabi Global Market | 190018 | Regulated | Ava Trade Middle East Limited | 2020-02-06 | |
ASICTier-1 Australian Securities and Investments Commission | 000406684 | Regulated | AVA CAPITAL MARKETS AUSTRALIA PTY LTD | 2011-09-11 | |
FSCATier-2 Financial Sector Conduct Authority | 45984 | Regulated | AVA CAPITAL MARKETS (PTY) LTD | 2015-10-11 | |
FSATier-1 Financial Services Agency | 2010401081157 | Regulated | Ava Trade Japan K.K. | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AVA against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AVA (this record) | CBIFSRAASIC+2 | 5 / 5 | Risk level not supplied | — | 0 |
| Okcoin | FinCENFINTRACFinCEN+3 | 3 / 6 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| Best Leader | ASICFSA | 0 / 2 | Risk level not supplied | — | 0 |
| WELTRADE | NBRBFSCA | 0 / 2 | Risk level not supplied | — | 1 |
AVA: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AVA's regulatory licence status and supervisory authorisation?
In our imported dataset, AVA (legal entity reference: AVA Trade EU Limited) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: CBI (Central Bank of Ireland) — licence C53877, status: regulated, Tier-1; FSRA (Financial Services Regulatory Authority, Abu Dhabi Global Market) — licence 190018, status: regulated, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 000406684, status: regulated, Tier-1; FSCA (Financial Sector Conduct Authority) — licence 45984, status: regulated, Tier-2; FSA (Financial Services Agency) — licence 2010401081157, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official CBI, FSRA, ASIC public register.
Which of AVA's jurisdictions and licences fall within this site's regulatory coverage?
AVA is registered at Dockline, Mayor Street, Dublin 1, D01K8N7, Ireland and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 5 recorded licences (CBI, FSRA, ASIC, FSCA, FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is AVA's institutional risk classification, enforcement exposure, and score profile?
AVA carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AVA's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AVA, institutional and retail allocators should: (1) confirm the domain (avafutures.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to AVA's supervisory scope.
Global Enforcement & Licensing Rules
Global Regulatory Enforcement 2026: SEC Recordkeeping Fines, FCA Consumer Duty & ASIC/MAS Finfluencer Rules
SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20).
Clone Firm Detection & Register Audits
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing initi
EU MiCA & DORA Compliance
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing 4-hou
Global Enforcement & Licensing Rules
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing recen