Institution record
AvaTrade
AVA Trade EU Ltd.
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSATier-1 Financial Services Agency | Kanto Local Finance Bureau (FIBO) No. 1662 | Regulated | — | 2007-09-30 | |
FSCATier-2 Financial Sector Conduct Authority | 45984 | Regulated | AVA CAPITAL MARKETS (PTY) LTD | 10/11/2015 | |
KNFTier-2 Polish Financial Supervision Authority | 693023 | Regulated | AVA Trade EU Limited | 2019-03-07 | |
ISATier-2 Israel Securities Authority | 514666577 | Regulated | ATRADE LTD | 2016-10-30 | |
ASICTier-1 Australian Securities and Investments Commission | 406684 | Regulated | AVA CAPITAL MARKETS AUSTRALIA PTY LTD | 2011-11-09 | |
CBITier-1 Central Bank of Ireland | C53877 | Regulated | AVA Trade EU Limited | 2009-07-09 | |
FSRATier-2 Financial Services Regulatory Authority | 190018 | Regulated | Ava Trade Middle East Limited | 2020-02-06 | |
FFAJTier-2 Financial Futures Association of Japan | 1574 | Regulated | AVA TRADE JAPAN K.K. | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AvaTrade against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AvaTrade (this record) | FSAFSCAKNF+5 | 8 / 8 | Risk level not supplied | — | 0 |
| Okcoin | FinCENFINTRACFinCEN+3 | 3 / 6 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| Best Leader | ASICFSA | 0 / 2 | Risk level not supplied | — | 0 |
| WELTRADE | NBRBFSCA | 0 / 2 | Risk level not supplied | — | 1 |
AvaTrade: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AvaTrade's regulatory licence status and supervisory authorisation?
In our imported dataset, AvaTrade (legal entity reference: AVA Trade EU Ltd.) holds 8 recorded licence entries, of which 8 carry a "regulated" status and 8 are marked regulated or registered: FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 1662, status: regulated, Tier-1; FSCA (Financial Sector Conduct Authority) — licence 45984, status: regulated, Tier-2; KNF (Polish Financial Supervision Authority) — licence 693023, status: regulated, Tier-2; ISA (Israel Securities Authority) — licence 514666577, status: regulated, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 406684, status: regulated, Tier-1; CBI (Central Bank of Ireland) — licence C53877, status: regulated, Tier-1; FSRA (Financial Services Regulatory Authority) — licence 190018, status: regulated, Tier-2; FFAJ (Financial Futures Association of Japan) — licence 1574, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, FSCA, KNF public register.
Which of AvaTrade's jurisdictions and licences fall within this site's regulatory coverage?
AvaTrade is registered at AVA CAPITAL MARKETS AUSTRALIA PTY LTD and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Stock indices, Forex, Stocks, Options, Commodities, Bonds) rather than a domestic focus licence. Its 8 recorded licences (FSA, FSCA, KNF, ISA, ASIC, CBI, FSRA, FFAJ) should be evaluated for cross-border passporting and local solicitation rules.
What is AvaTrade's institutional risk classification, enforcement exposure, and score profile?
AvaTrade carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AvaTrade's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AvaTrade, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to AvaTrade's supervisory scope.
Global Enforcement & Licensing Rules
Global Regulatory Enforcement 2026: SEC Recordkeeping Fines, FCA Consumer Duty & ASIC/MAS Finfluencer Rules
SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20).
Clone Firm Detection & Register Audits
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing initi
EU MiCA & DORA Compliance
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing 4-hou
Global Enforcement & Licensing Rules
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing recen