Institution record
Axi
AxiTrader Limited
- Source score
- 5.0
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Cyprus Securities and Exchange Commission | 433/23 | Regulated | Solaris EMEA Limited | 2023-07-10 | |
Dubai Financial Services Authority | F003742 | Regulated | AxiCorp Financial Services Pty Ltd | 2018-04-01 | |
Financial Markets Authority | FSP518226 | Regulated | AXICORP FINANCIAL SERVICES PTY LTD | 2018-06-01 | |
Financial Conduct Authority (UK FCA) | 466201 | Regulated | Axi Financial Services (UK) Limited | 2007-08-16 | |
Australian Securities and Investments Commission | 318232 | Regulated | AXICORP FINANCIAL SERVICES PTY LTD | 2007-12-21 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Axi against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Axi (this record) | CYSECDFSAFMA+2 | 5 / 5 | Risk level not supplied | 5.0 | 1 |
| Trilt | Financial Conduct Authority (UK FCA)CNMVCYSEC+1 | 0 / 4 | Risk level not supplied | 1.5 | 0 |
| FONDEX | CYSECFinancial Services Authority Seychelles | 0 / 2 | Risk level not supplied | 7.0 | 0 |
| TRADE.COM | FSCAFinancial Conduct AuthorityCYSEC | 1 / 3 | Risk level not supplied | 6.0 | 0 |
| Kyte | Financial Conduct Authority (UK FCA)NFA | 0 / 2 | Risk level not supplied | 6.0 | 0 |
| Tradeo | Financial Services CommissionCYSEC | 0 / 2 | Risk level not supplied | 5.1 | 0 |
Axi: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Axi's regulatory licence status and supervisory authorisation?
In our imported dataset, Axi (legal entity reference: AxiTrader Limited) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: CYSEC (Cyprus Securities and Exchange Commission) — licence 433/23, status: regulated; DFSA (Dubai Financial Services Authority) — licence F003742, status: regulated; FMA (Financial Markets Authority) — licence FSP518226, status: regulated; Financial Conduct Authority (UK FCA) — licence 466201, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 318232, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official CYSEC, DFSA, FMA public register.
Which of Axi's jurisdictions and licences fall within this site's regulatory coverage?
Axi is registered at 10th Floor, 90 Arthur Street, North Sydney, New South Wales, Australia and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Cryptocurrencies, Indices, Forex, Commodities) rather than a domestic focus licence. Its 5 recorded licences (CYSEC, DFSA, FMA, Financial Conduct Authority (UK FCA), ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is Axi's institutional risk classification, enforcement exposure, and score profile?
Axi carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 1 regulatory warning or complaint count, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Axi's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Axi, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CYSEC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to Axi's supervisory scope.
EU MiCA & DORA Compliance
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Supervisory Reporting Timelines, Technical Standards & Audit Trails (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing 4-h
Global Enforcement & Licensing Rules
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing rec
EU MiCA & DORA Compliance
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Third-Party ICT Outsourcing, Register of Information & Exit Plans (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing con
Global Enforcement & Licensing Rules
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Retail Conduct Rules: Leverage Caps, Margin Close-Out & Risk Warnings (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing 30: