Institution record
BAM
BAM Trading Services Inc.
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSPRTier-1 Financial Service Providers Register | FSP1003864 | Regulated | Investbybit Limited | — | |
FITier-1 Swedish Financial Supervisory Authority | 66822 | Regulated | Binance Nordics AB | — | |
SECTier-1 U.S. Securities and Exchange Commission | 1906829 | Regulated | BAM Trading Services Inc. | 2019-02-04 | |
BdETier-1 Banco de España | D661 | Regulated | Binance Spain, S.L. | — | |
PolishTier-2 National Revenue Administration of Poland | RDWW – 465 | Regulated | Binance Poland Spółka z Ograniczoną Odpowiedzialnością | — | |
AMFTier-1 Autorité des marchés financiers | E2022-037 | Regulated | Binance France SAS | — | |
CONSOBTier-1 Commissione Nazionale per le Società e la Borsa | 05215280750 | Regulated | Binance Italy S.R.L. | 2022/5/27 | |
FSCATier-2 Financial Sector Conduct Authority | FSP 51619 | Regulated | Binance Bahrain BSC © | — | |
FIUTier-3 Financial Intelligence Unit | 305595206 | Regulated | Bifinity UAB | — | |
AFSATier-3 Astana Financial Services Authority | 211040900220 | Regulated | BN KZ Technologies Limited | — | |
VARATier-2 Virtual Assets Regulatory Authority | VL/24/04/001 | Regulated | Binance FZE | 2024/04/17 | |
CNVTier-3 Comisión Nacional de Valores | 76 | Regulated | Binance Services Latinoamérica S.A. de C.V. | — | |
AUSTRACTier-1 Australian Transaction Reports and Analysis Centre | 100576141-001 | Regulated | InvestbyBit Pty Ltd | — | |
CNADTier-3 Comisión Nacional de Activos Digitales | PSDA/001-2003 / 648c5c0751164005aa47d43a | Regulated | Binance El Salvador S.A. de C.V. | — | |
ICDXTier-2 Indonesia Commodity & Derivatives Exchange | 001/BAPPEBTI/CP-AK/11/2019 | Regulated | PT. ASET DIGITAL BERKAT | 2019 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing BAM against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| BAM (this record) | FSPRFISEC+12 | 15 / 15 | Risk level not supplied | — | 0 |
| Okcoin | FinCENFINTRACFinCEN+3 | 3 / 6 | Risk level not supplied | — | 0 |
| OKCoin Japan | FinCENFINTRACFinCEN+2 | 2 / 5 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| CoinZoom | BMAFinCENSEC+1 | 2 / 4 | Risk level not supplied | — | 0 |
| Pionex | FinCENAUSTRACSEC | 1 / 3 | Risk level not supplied | — | 0 |
BAM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is BAM's regulatory licence status and supervisory authorisation?
In our imported dataset, BAM (legal entity reference: BAM Trading Services Inc.) holds 15 recorded licence entries, of which 15 carry a "regulated" status and 15 are marked regulated or registered: FSPR (Financial Service Providers Register) — licence FSP1003864, status: regulated, Tier-1; FI (Swedish Financial Supervisory Authority) — licence 66822, status: regulated, Tier-1; SEC (U.S. Securities and Exchange Commission) — licence 1906829, status: regulated, Tier-1; BdE (Banco de España) — licence D661, status: regulated, Tier-1; Polish (National Revenue Administration of Poland) — licence RDWW – 465, status: regulated, Tier-2; AMF (Autorité des marchés financiers) — licence E2022-037, status: regulated, Tier-1; CONSOB (Commissione Nazionale per le Società e la Borsa) — licence 05215280750, status: regulated, Tier-1; FSCA (Financial Sector Conduct Authority) — licence FSP 51619, status: regulated, Tier-2; FIU (Financial Intelligence Unit) — licence 305595206, status: regulated, Tier-3; AFSA (Astana Financial Services Authority) — licence 211040900220, status: regulated, Tier-3; VARA (Virtual Assets Regulatory Authority) — licence VL/24/04/001, status: regulated, Tier-2; CNV (Comisión Nacional de Valores) — licence 76, status: regulated, Tier-3; AUSTRAC (Australian Transaction Reports and Analysis Centre) — licence 100576141-001, status: regulated, Tier-1; CNAD (Comisión Nacional de Activos Digitales) — licence PSDA/001-2003 / 648c5c0751164005aa47d43a, status: regulated, Tier-3; ICDX (Indonesia Commodity & Derivatives Exchange) — licence 001/BAPPEBTI/CP-AK/11/2019, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSPR, FI, SEC public register.
Which of BAM's jurisdictions and licences fall within this site's regulatory coverage?
BAM is tracked under our firms with licence warnings, enforcement flags or complaints coverage scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 15 recorded licences (FSPR, FI, SEC, BdE, Polish, AMF, CONSOB, FSCA, FIU, AFSA, VARA, CNV, AUSTRAC, CNAD, ICDX) should be evaluated for cross-border passporting and local solicitation rules.
What is BAM's institutional risk classification, enforcement exposure, and score profile?
BAM carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to BAM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with BAM (listed execution software: Binance), institutional and retail allocators should: (1) confirm the domain (binance.us/en) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSPR.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to BAM's supervisory scope.
Clone Firm Detection & Register Audits
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing initi
EU MiCA & DORA Compliance
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing 4-hou
Global Enforcement & Licensing Rules
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing recen
Prudential Capital & Client Money Segregation
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Client Asset Segregation, Daily Reconciliation & Insolvency Protection ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)
SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing statu