Institution record
Capitec bank
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SARBTier-2 South African Reserve Bank | 1999/025903/06 | Regulated | Capitec Bank Limited | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Capitec bank against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Capitec bank (this record) | SARB | 1 / 1 | Risk level not supplied | — | 0 |
| Okcoin | FinCENFINTRACFinCEN+3 | 3 / 6 | Risk level not supplied | — | 0 |
| OKCoin Japan | FinCENFINTRACFinCEN+2 | 2 / 5 | Risk level not supplied | — | 0 |
| UEEx | FinCENFINTRACFinCEN | 0 / 3 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| Alpari International | CBRFSCNBRB+1 | 2 / 4 | Risk level not supplied | — | 0 |
Capitec bank: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Capitec bank's regulatory licence status and supervisory authorisation?
In our imported dataset, Capitec bank (legal entity reference: Capitec bank) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SARB (South African Reserve Bank) — licence 1999/025903/06, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SARB public register.
Which of Capitec bank's jurisdictions and licences fall within this site's regulatory coverage?
Capitec bank is registered at 5 Neutron Road, Techno Park, Stellenbosch, 7600, South Africa and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Investment, Loans, Credit cards, Banking) rather than a domestic focus licence. Its 1 recorded licence (SARB) should be evaluated for cross-border passporting and local solicitation rules.
What is Capitec bank's institutional risk classification, enforcement exposure, and score profile?
Capitec bank carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Capitec bank's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Capitec bank (listed execution software: Capitec Bank), institutional and retail allocators should: (1) confirm the domain (capitecbank.co.za) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SARB.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to Capitec bank's supervisory scope.
EU MiCA & DORA Compliance
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi
Global Enforcement & Licensing Rules
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Supervisory Reporting Timelines, Technical Standards & Audit Trails (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi
Prudential Capital & Client Money Segregation
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi
Clone Firm Detection & Register Audits
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi