Institution record
Deutsche Bank AG
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FRSTier-1 U.S. Federal Reserve System | 214807 | Regulated | DEUTSCHE BK TC AMERICAS/DB USA CORP | — | |
ECBTier-1 European Central Bank | 7LTWFZYICNSX8D621K86 | Regulated | Deutsche Bank AG | — | |
BaFinTier-1 Bundesanstalt für Finanzdienstleistungsaufsicht | 10100003 | Regulated | DEUTSCHE BANK AKTIENGESELLSCHAFT | — | |
PRATier-1 Prudential Regulation Authority (UK) | 150018 | Regulated | Deutsche Bank AG | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Deutsche Bank AG against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Deutsche Bank AG (this record) | FRSECBBaFin+1 | 4 / 4 | Risk level not supplied | — | 0 |
| Mizuho Securities | FSAFCABaFin+4 | 6 / 7 | Risk level not supplied | — | 0 |
| Admiral Markets | BaFinFSAEFSA+3 | 4 / 6 | Risk level not supplied | — | 0 |
| CMCMarkets | BaFinFCAFMA+3 | 5 / 6 | Risk level not supplied | — | 0 |
| Pepperstone | BaFinCYSECSCB+3 | 4 / 6 | Risk level not supplied | — | 0 |
| FXFlat | BaFin | 0 / 1 | Risk level not supplied | — | 0 |
Deutsche Bank AG: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Deutsche Bank AG's regulatory licence status and supervisory authorisation?
In our imported dataset, Deutsche Bank AG (legal entity reference: Deutsche Bank AG) holds 4 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: FRS (U.S. Federal Reserve System) — licence 214807, status: regulated, Tier-1; ECB (European Central Bank) — licence 7LTWFZYICNSX8D621K86, status: regulated, Tier-1; BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 10100003, status: regulated, Tier-1; PRA (Prudential Regulation Authority (UK)) — licence 150018, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FRS, ECB, BaFin public register.
Which of Deutsche Bank AG's jurisdictions and licences fall within this site's regulatory coverage?
Deutsche Bank AG is tracked under our firms with licence warnings, enforcement flags or complaints coverage scope based on its institutional service profile (Wealth management, Investment, Loans, Credit cards, Insurance, Banking) rather than a domestic focus licence. Its 4 recorded licences (FRS, ECB, BaFin, PRA) should be evaluated for cross-border passporting and local solicitation rules.
What is Deutsche Bank AG's institutional risk classification, enforcement exposure, and score profile?
Deutsche Bank AG carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Deutsche Bank AG's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Deutsche Bank AG, institutional and retail allocators should: (1) confirm the domain (db.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FRS.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to Deutsche Bank AG's supervisory scope.
Regulatory Compliance & Licensing
FATF Travel Rule (Recommendation 16) Cross-Border VASP Compliance, EU AMLR/AMLA Supervision & FCA/MAS Client Asset Segregation Audits: 2026 Codex
Cross-border Virtual Asset Service Provider (VASP) compliance refers to the synchronized execution of cryptographic wire-transfer messaging under FATF Recommendation 16, direct supranational AML supervision under EU Regulation (EU) 2024/1624 (AMLR) and Regulation (EU) 2024/1113 (TFR), and statutory daily client asset segregation reconciliations mandated by the UK FCA CASS 7/CASS 15 and MAS PSN02/CMSA frameworks.
EU MiCA & DORA Compliance
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi
Global Enforcement & Licensing Rules
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Supervisory Reporting Timelines, Technical Standards & Audit Trails (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi
Prudential Capital & Client Money Segregation
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (5 Years Max Unlicensed Advice Penalty Benchmark)
Australia ASIC AFSL Supervision, RG 146 & INFO 269 Finfluencer Liability (ASIC-AFSL-INFO269) stands at 5 Years (Max Unlicensed Advice Penalty) (Source: Australian Securities & Investments Commission, 2026-10-20), governi