Institution record
FxPro
FXPRO UK Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
BaFinTier-1 Bundesanstalt für Finanzdienstleistungsaufsicht | 121095 | Registered | XPRO Financial Services Ltd | — | |
FSCATier-2 Financial Sector Conduct Authority | 45052 | Regulated | FXPRO FINANCIAL SERVICES LTD | 2015-07-07 | |
FCATier-1 Financial Conduct Authority | 509956 | Regulated | FXPRO UK Limited | 2010-09-10 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 078/07 | Regulated | 078/07 | 2007-03-05 | |
SCBOffshore Securities Commission of The Bahamas | SIA-F184 | Regulated | FxPro Global Markets Ltd | — | |
ACPRTier-1 Autorité de contrôle prudentiel et de résolution (France) | 27726 | Registered | FXPRO financial services Ltd | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing FxPro against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| FxPro (this record) | BaFinFSCAFCA+3 | 4 / 6 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| AMP Global | NFACYSEC | 0 / 2 | Risk level not supplied | — | 0 |
| FONDEX | CYSECFSA | 0 / 2 | Risk level not supplied | — | 0 |
| Tradeo | FSCCYSEC | 0 / 2 | Risk level not supplied | — | 0 |
FxPro: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is FxPro's regulatory licence status and supervisory authorisation?
In our imported dataset, FxPro (legal entity reference: FXPRO UK Limited) holds 6 recorded licence entries, of which 4 carry a "regulated" status and 6 are marked regulated or registered: BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 121095, status: registered, Tier-1; FSCA (Financial Sector Conduct Authority) — licence 45052, status: regulated, Tier-2; FCA (Financial Conduct Authority) — licence 509956, status: regulated, Tier-1; CYSEC (Cyprus Securities and Exchange Commission) — licence 078/07, status: regulated, Tier-2; SCB (Securities Commission of The Bahamas) — licence SIA-F184, status: regulated, Offshore; ACPR (Autorité de contrôle prudentiel et de résolution (France)) — licence 27726, status: registered, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official BaFin, FSCA, FCA public register.
Which of FxPro's jurisdictions and licences fall within this site's regulatory coverage?
FxPro is registered at 13-14 Basinghall str., City of London, EC2V 5BQ, UK Karyatidon 1, Ypsonas 4180, Cyprus 26, Boulevard des Moulins, Monaco, 98000 Albany Financial Center, South Ocean Boulevard, New Providence, The Bahamas. and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Cryptocurrencies, Indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 6 recorded licences (BaFin, FSCA, FCA, CYSEC, SCB, ACPR) should be evaluated for cross-border passporting and local solicitation rules.
What is FxPro's institutional risk classification, enforcement exposure, and score profile?
FxPro carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to FxPro's platforms, entity structure, and complaints?
Before allocating capital or executing trades with FxPro, institutional and retail allocators should: (1) confirm the domain (fxpro.com/,http://www.fxpro.co.uk/,https://www.fxpro.es/,http://www.fxpro.fr/,www.fxpro.ru,http://www.fxpro.pl/,https://www.fxpro.hu/,https://www.fxpro.de/,https://www.fxpro.it/,https://www.fxpro-vn.com/,https://www.fxpro.ae/,http://www.fxpro.cn/,http://www.fxpro-thailand.com/,http://www.fxpro.cz/,http://www.fxpro.com.my/,http://fxpro.com.au/,fxpro.org.cn,www.fxpro.vn,www.fxpro.dk,www.fxpro.no,www.fxpro.ee,www.fxpro.ro,www.fxpro.hr,www.fxpro.se) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to BaFin.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to FxPro's supervisory scope.
Prudential Capital & Client Money Segregation
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing initial permanent
Clone Firm Detection & Register Audits
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Supervisory Reporting Timelines, Technical Standards & Audit Trails (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing 4-hour/24-hour/72
EU MiCA & DORA Compliance
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing recent enforcemen
Global Enforcement & Licensing Rules
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing statutory trust l