Institution record
Hirose Financial
Hirose Financial UK Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Hirose Financial against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Hirose Financial (this record) | LabuanFCA | 2 / 2 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| Mizuho Securities | FSAFCABaFin+4 | 6 / 7 | Risk level not supplied | — | 0 |
| Admiral Markets | BaFinFSAEFSA+3 | 4 / 6 | Risk level not supplied | — | 0 |
| CMCMarkets | BaFinFCAFMA+3 | 5 / 6 | Risk level not supplied | — | 0 |
Hirose Financial: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Hirose Financial's regulatory licence status and supervisory authorisation?
In our imported dataset, Hirose Financial (legal entity reference: Hirose Financial UK Limited) holds 2 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: Labuan (Labuan Financial Services Authority) — licence MB/15/0006, status: regulated, Offshore; FCA (Financial Conduct Authority) — licence 540244, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Labuan, FCA public register.
Which of Hirose Financial's jurisdictions and licences fall within this site's regulatory coverage?
Hirose Financial is registered at Salisbury House 29 Finsbury Circus London EC2M 5QQ and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Forex, Stocks) rather than a domestic focus licence. Its 2 recorded licences (Labuan, FCA) should be evaluated for cross-border passporting and local solicitation rules.
What is Hirose Financial's institutional risk classification, enforcement exposure, and score profile?
Hirose Financial carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Hirose Financial's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Hirose Financial (listed execution software: LION Android Trader), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Labuan.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to Hirose Financial's supervisory scope.
Prudential Capital & Client Money Segregation
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing initial permanent
Clone Firm Detection & Register Audits
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Supervisory Reporting Timelines, Technical Standards & Audit Trails (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing 4-hour/24-hour/72
EU MiCA & DORA Compliance
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing recent enforcemen
Global Enforcement & Licensing Rules
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (2 Years Max s21 Statutory Penalty Benchmark)
UK FCA Consumer Duty (PRIN 2A) & Section 21 Financial Promotions Gateway (FCA-CONSUMER-DUTY) stands at 2 Years (Max s21 Statutory Penalty) (Source: UK Financial Conduct Authority, 2026-10-20), governing statutory trust l