Institution record
MARKETS.COM
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
ASICTier-1 Australian Securities and Investments Commission | 424008 | Regulated | FINALTO (AUSTRALIA) PTY LTD | 2012-08-10 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 092/08 | Regulated | Safecap Investments Ltd | 2008-07-28 | |
FCATier-1 Financial Conduct Authority (UK) | 481853 | Regulated | Finalto Financial Services Limited | 2008-09-08 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing MARKETS.COM against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| MARKETS.COM (this record) | ASICCYSECFCA | 3 / 3 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| AMP Global | NFACYSEC | 0 / 2 | Risk level not supplied | — | 0 |
| Best Leader | ASICFSA | 0 / 2 | Risk level not supplied | — | 0 |
| FONDEX | CYSECFSA | 0 / 2 | Risk level not supplied | — | 0 |
MARKETS.COM: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is MARKETS.COM's regulatory licence status and supervisory authorisation?
In our imported dataset, MARKETS.COM (legal entity reference: MARKETS.COM) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 424008, status: regulated, Tier-1; CYSEC (Cyprus Securities and Exchange Commission) — licence 092/08, status: regulated, Tier-2; FCA (Financial Conduct Authority (UK)) — licence 481853, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC, CYSEC, FCA public register.
Which of MARKETS.COM's jurisdictions and licences fall within this site's regulatory coverage?
MARKETS.COM is tracked under our firms with licence warnings, enforcement flags or complaints coverage scope based on its institutional service profile (Cryptocurrencies, Forex, Stocks, Commodities, Bonds) rather than a domestic focus licence. Its 3 recorded licences (ASIC, CYSEC, FCA) should be evaluated for cross-border passporting and local solicitation rules.
What is MARKETS.COM's institutional risk classification, enforcement exposure, and score profile?
MARKETS.COM carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to MARKETS.COM's platforms, entity structure, and complaints?
Before allocating capital or executing trades with MARKETS.COM (listed execution software: markets.com, Trading platform), institutional and retail allocators should: (1) confirm the domain (markets.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to MARKETS.COM's supervisory scope.
Global Enforcement & Licensing Rules
Global Regulatory Enforcement 2026: SEC Recordkeeping Fines, FCA Consumer Duty & ASIC/MAS Finfluencer Rules
SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20).
Clone Firm Detection & Register Audits
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing ini
EU MiCA & DORA Compliance
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Supervisory Reporting Timelines, Technical Standards & Audit Trails (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing 4-h
Global Enforcement & Licensing Rules
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing rec