Robinhood

In our imported dataset, Robinhood (legal entity reference: Robinhood Markets, Inc.) holds 9 recorded licence entries, of which 9 carry a "regulated" status and 9 are marked regulated or registered: OAM (Organismo Agenti e Mediatori) — licence PSV153, status: regulated, Tier-3; FINRA (Financial Industry Regulatory Authority) — licence 165998, status: regulated, Tier-1; SEC (U.S. Securities and Exchange Commission) — licence 1702840, status: regulated, Tier-1; SEC (U.S. Securities and Exchange Commission) — licence 1990968, status: regulated, Tier-1; SIPC (Securities Investor Protection Corporation (U.S.)) — licence Number pending check, status: regulated, Tier-1; NFA (National Futures Association) — licence 0424278, status: regulated, Tier-2; Gov (Tax Administration Chamber in Katowice (Poland)) — licence RDWW-1076, status: regulated, Tier-2; NYSDFS (New York State Department of Financial Services) — licence Number pending check, status: regulated, Tier-1; SEC (U.S. Securities and Exchange Commission) — licence 0001561014, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official OAM, FINRA, SEC public register.

Robinhood is registered at Robinhood, 85 Willow Road, Menlo Park, CA 94025. and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Cryptocurrencies, Stocks) rather than a domestic focus licence. Its 9 recorded licences (OAM, FINRA, SEC, SIPC, NFA, Gov, NYSDFS) should be evaluated for cross-border passporting and local solicitation rules.

Robinhood carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with Robinhood, institutional and retail allocators should: (1) confirm the domain (robinhood.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to OAM.