Institution record
Royal
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
VFSCOffshore Vanuatu Financial Services Commission | 700284 | Regulated | ROYAL CM LIMITED | 2022-10-16 | |
ASICTier-1 Australian Securities and Investments Commission | 420268 | Regulated | ROYAL FINANCIAL TRADING PTY LTD | 2012-06-22 | |
SVGOffshore Financial Services Authority | 149 LLC 2019 | Registered | Royal ETP LLC | — | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 312/16 | Regulated | — | 2016-08-10 | |
CMATier-3 Capital Markets Authority | 15 | Regulated | Royal Financials SAL | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Royal against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Royal (this record) | VFSCASICSVG+2 | 4 / 5 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| TRADE.COM | FCAFSCACYSEC | 1 / 3 | Risk level not supplied | — | 0 |
| AMP Global | NFACYSEC | 0 / 2 | Risk level not supplied | — | 0 |
| Best Leader | ASICFSA | 0 / 2 | Risk level not supplied | — | 0 |
| FONDEX | CYSECFSA | 0 / 2 | Risk level not supplied | — | 0 |
Royal: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Royal's regulatory licence status and supervisory authorisation?
In our imported dataset, Royal (legal entity reference: Royal) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 5 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 700284, status: regulated, Offshore; ASIC (Australian Securities and Investments Commission) — licence 420268, status: regulated, Tier-1; SVG (Financial Services Authority) — licence 149 LLC 2019, status: registered, Offshore; CYSEC (Cyprus Securities and Exchange Commission) — licence 312/16, status: regulated, Tier-2; CMA (Capital Markets Authority) — licence 15, status: regulated, Tier-3. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC, ASIC, SVG public register.
Which of Royal's jurisdictions and licences fall within this site's regulatory coverage?
Royal is registered at Suite 1502,Level15, 60 Margaret St,SydneyNSW2000 and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (Cryptocurrencies, Precious metals, Stock indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 5 recorded licences (VFSC, ASIC, SVG, CYSEC, CMA) should be evaluated for cross-border passporting and local solicitation rules.
What is Royal's institutional risk classification, enforcement exposure, and score profile?
Royal carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Royal's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Royal, institutional and retail allocators should: (1) confirm the domain (oneroyal.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to Royal's supervisory scope.
Clone Firm Detection & Register Audits
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing ini
EU MiCA & DORA Compliance
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Supervisory Reporting Timelines, Technical Standards & Audit Trails (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing 4-h
Global Enforcement & Licensing Rules
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing rec
Prudential Capital & Client Money Segregation
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (EUR 750,000 Market Maker Initial Capital Benchmark)
CySEC Cyprus Investment Firm (CIF) Passporting & EUR 20,000 ICF Coverage (CYSEC-CIF-ICF) stands at EUR 750,000 (Market Maker Initial Capital) (Source: Cyprus Securities and Exchange Commission, 2026-10-20), governing sta