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Institution record

SPRING

SPRING GOLD MARKET GROUP PTY LTD

Risk level not supplied1 of 2 licences marked regulated
Source score
—
Warnings
0
Comments
0

Licence records

Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
VFSCOffshore
Vanuatu Financial Services Commission
40097OffshoreVATEE PTY LIMITED2024-09-02
ASICTier-1
Australian Securities and Investments Commission
545560RegulatedSPRING GOLD MARKET GROUP PTY LTD2023-03-28

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing SPRING against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.

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InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
SPRING (this record)
VFSCASIC
1 / 2Risk level not supplied—0
CANADA
FINTRACFinCENASIC+8
3 / 11Risk level not supplied—0
Best Leader
ASICFSA
0 / 2Risk level not supplied—0
Seventy Brokers
VFSCNFA
0 / 2Risk level not supplied—0
Admiral Markets
BaFinFSAEFSA+3
4 / 6Risk level not supplied—0
Pepperstone
BaFinCYSECSCB+3
4 / 6Risk level not supplied—0

SPRING: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is SPRING's regulatory licence status and supervisory authorisation?

In our imported dataset, SPRING (legal entity reference: SPRING GOLD MARKET GROUP PTY LTD) holds 2 recorded licence entries, of which 1 carries a "regulated" status and 1 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 40097, status: offshore, Offshore; ASIC (Australian Securities and Investments Commission) — licence 545560, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC, ASIC public register.

Which of SPRING's jurisdictions and licences fall within this site's regulatory coverage?

SPRING is registered at Room 3148, Island Motel Building, Port Vila, Vanuatu Se5 Level 10, 189 Kent St, Sydney, NSW Australia 2000 and tracked under our firms with licence warnings, enforcement flags or complaints scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 2 recorded licences (VFSC, ASIC) should be evaluated for cross-border passporting and local solicitation rules.

What is SPRING's institutional risk classification, enforcement exposure, and score profile?

SPRING carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to SPRING's platforms, entity structure, and complaints?

Before allocating capital or executing trades with SPRING, institutional and retail allocators should: (1) confirm the domain (vateefx.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.

Editorial briefings and compliance research from RegTech Codex relevant to SPRING's supervisory scope.

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Global Enforcement & Licensing Rules

Global Regulatory Enforcement 2026: SEC Recordkeeping Fines, FCA Consumer Duty & ASIC/MAS Finfluencer Rules

SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20).

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Clone Firm Detection & Register Audits

SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Statutory Capital Floors, Prudential Ratios & Licensing Thresholds ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)

SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing initi

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EU MiCA & DORA Compliance

SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)

SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing 4-hou

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Global Enforcement & Licensing Rules

SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($2.3B Cumulative SEC Fines (95 Actions) Benchmark)

SEC Rule 17a-4 & Rule 204-2 Off-Channel Communications Recordkeeping (SEC-RULE-17A4-2042) stands at $2.3B (Cumulative SEC Fines (95 Actions)) (Source: U.S. Securities and Exchange Commission, 2026-10-20), governing recen

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SPRING — Regulation, Licence Records & Risk Profile | RegTech Codex