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RegTech CodexGlobal Financial Compliance, AML/KYC Frameworks & Prudential Rulebooks

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Firms with licence warnings, enforcement flags or complaints

114 matching institutions

101–114 of 114

InstitutionLicences on recordWarnings
IC Markets
CYSECRegulatedASICRegulated
1
IUX
IUX MARKETS AU PTY LTD.
FSCARegulatedASICRegulated
1
Octa
Octa Markets Cyprus Ltd.
BAPPEBTIRegulatedCYSECRegulated
1
VT Markets
VT Markets Pty Ltd
FSCARegulatedASICRegistered
1
XS
XS Ltd
ASICRegulatedFSARegulated
1
BREAKAWAY
BREAKAWAY (AUST) PTY LTD
ASICRegulated
1
Emperor Capital Group
Emperor Securities Limited
SFCRegulated
2
Himawari Securities
FSARegulated
1
LiteForex
Liteforex (Europe) Limited
CYSECRegulated
1
OBR
OBR Investments Ltd
CYSECRegulated
2
TITAN
TITAN CAPITAL MARKETS PTY LTD
ASICCancelled
1
Titanedge
Titanedge Securities Ltd
CYSECRegulated
1
Ultima
Ultima Markets Cyprus Ltd
CYSECRegulated
1
VCP
VCP MARKETS PTY LTD
ASICRegulated
2

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Firms with licence warnings, enforcement flags or complaints: licence records | RegTech Codex