Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Firms with licence warnings, enforcement flags or complaints
4 matching institutions
1–4 of 4
| Institution | Licences on record | Warnings |
|---|---|---|
| Pepperstone PEPPERSTONE GROUP LIMITED | BaFinExceeded scopeSCBOffshoreASICRegulated+3 more | 0 |
| Swissquote Swissquote Asia Limited | FCASuspected cloneMASRegulatedDFSARegulated+3 more | 0 |
| AXICORP AXICORP FINANCIAL SERVICES PTY LTD | DFSARegulatedFMARegulatedCYSECRegulated+2 more | 1 |
| M4Markets Harindale Ltd | CYSECRegulatedFSARegulatedDFSARegulated | 1 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.