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RegTech CodexGlobal Financial Compliance, AML/KYC Frameworks & Prudential Rulebooks

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Firms with licence warnings, enforcement flags or complaints

5 matching institutions

1–5 of 5

InstitutionLicences on recordWarnings
Alpari International
EXINITY LIMITED
CBRSuspected cloneFSCRevokedNBRBRegulated+1 more
0
Viverno
Viverno Markets Ltd
MISANo licenceCYSECRegulatedFSCRegulated+2 more
1
LDN
LDN GLOBAL MARKETS LLC
MISAOffshore
1
Swift
Swift Trader Ltd
MISAOffshore
1
Zarvista
Zarvista Capital Markets Ltd
MISARegulated
1

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Firms with licence warnings, enforcement flags or complaints: licence records | RegTech Codex