Skip to content
RegTech CodexGlobal Financial Compliance, AML/KYC Frameworks & Prudential Rulebooks

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Firms with licence warnings, enforcement flags or complaints

3 matching institutions

1–3 of 3

InstitutionLicences on recordWarnings
CANADA
CANADA BITGET LIMITED
FINTRACExceeded scopeFinCENExceeded scopeCNVRegistered+8 more
0
LBank
FINTRACExceeded scopeAUSTRACRegisteredFinCENRegulated+1 more
0
Gate.io
ASICRegulatedDMCCRegulatedSECRRegulated+6 more
0

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Firms with licence warnings, enforcement flags or complaints: licence records | RegTech Codex