Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Firms with licence warnings, enforcement flags or complaints
7 matching institutions
1–7 of 7
| Institution | Licences on record | Warnings |
|---|---|---|
| Mizuho Securities | FSARevokedECBRegulatedMASRegulated+4 more | 0 |
| Swissquote Swissquote Asia Limited | FCASuspected cloneMASRegulatedDFSARegulated+3 more | 0 |
| UOB UOB Kay Hian Futures (Hong Kong) Limited | SFCExceeded scopeSFCRegulated | 0 |
| Emperor Emperor International Exchange (Hong Kong) Company Limited | SFCSuspected clone | 0 |
| Nerico Nerico Brothers Limited | SFCRevoked | 0 |
| ZILLION | SFCRevoked | 0 |
| Emperor Capital Group Emperor Securities Limited | SFCRegulated | 2 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.