Institution record
Interactive Investor
Interactive Investor Services Limited
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Conduct Authority (UK FCA) | 141282 | Suspected clone | Interactive Investor Services Limited | 2001-12-01 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Interactive Investor against peer institutions in our firms with licence warnings, enforcement flags or complaints dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Interactive Investor (this record) | Financial Conduct Authority (UK FCA) | 0 / 1 | Risk level not supplied | 5.0 | 0 |
| Trilt | Financial Conduct Authority (UK FCA)CNMVCYSEC+1 | 0 / 4 | Risk level not supplied | 1.5 | 0 |
| Kyte | Financial Conduct Authority (UK FCA)NFA | 0 / 2 | Risk level not supplied | 6.0 | 0 |
| Swissquote | Financial Conduct Authority (UK FCA)CYSECMAS+3 | 5 / 6 | Risk level not supplied | 6.5 | 0 |
| Exinity | Financial Conduct Authority (UK FCA)Financial Services Commission, Mauritius | 1 / 2 | Risk level not supplied | 6.0 | 0 |
| Zenfinex | Financial Conduct Authority (UK FCA)SVG FSAFinancial Services Authority Seychelles | 2 / 3 | Risk level not supplied | 5.0 | 0 |
Interactive Investor: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Interactive Investor's regulatory licence status and supervisory authorisation?
In our imported dataset, Interactive Investor (legal entity reference: Interactive Investor Services Limited) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: Financial Conduct Authority (UK FCA) — licence 141282, status: suspected clone. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Conduct Authority (UK FCA) public register.
Which of Interactive Investor's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on firms with licence warnings, enforcement flags or complaints. 1 of Interactive Investor's 1 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (UK FCA) (licence 141282, suspected clone, entity: Interactive Investor Services Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Interactive Investor's institutional risk classification, enforcement exposure, and score profile?
Interactive Investor carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 4.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (Financial Conduct Authority (UK FCA): suspected clone). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Interactive Investor's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Interactive Investor (listed execution software: interactive investor (ii)), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority (UK FCA).
Related institutional research & regulatory analysis
Editorial briefings and compliance research from RegTech Codex relevant to Interactive Investor's supervisory scope.
Supervisory Registers & Compliance Audits
ONEUEX Global Digital Exchange Regulatory & Compliance Audit (2026): Verifying FinCEN MSB 31000343978540, NFA 0582322, UNGM #1291835 & Three-Layer Security
A primary-source supervisory and statutory filing audit of ONEUEX Global Digital Exchange (oneuex.com). This briefing reconciles its U.S. Treasury FinCEN MSB registration (BSA ID: 31000343978540 / Tracking ID: MRX26-00010950), NFA CFTC exemption records (NFA ID: 0582322; Pools P210053–P210055), United Nations UNGM vendor dossier (#1291835), and three-layer account protection architecture.
Credit
France’s Moody’s review: what was public on Friday, and what was not a result
France’s 10-year yield closed at 5.0160%. Moody’s review was scheduled for after the US close. Those are two public facts. A new rating was not among them when Europe shut.
Cross-Border Sanctions, Outbound Investment & Digital Asset Compliance
Cross-Border RegTech & National Security Screening in October 2026: US Treasury COINS Act Outbound Investment NPRM (AI, Quantum & Biotech) and Post-Clarity Act SEC/CFTC Rulemaking
An institutional RegTech dossier examining the October 2026 US Treasury COINS Act (31 CFR Part 850) Outbound Investment NPRM expanding restrictions into biotechnology, AI compute, and quantum systems alongside post-Clarity Act SEC/CFTC and EU MiCA compliance.
RegTech & Prudential Compliance
European Financial Regulatory Architecture in 2026: DORA ICT Operational Resilience, MiCA CASP Prudential Supervision, and EU AMLA Direct Oversight
A comprehensive statutory compliance briefing analyzing Regulation (EU) 2022/2554 (DORA) ICT incident reporting and TLPT mandates, Regulation (EU) 2023/1114 (MiCA) Class 1-3 CASP and EMT/ART reserve rules, Regulation (EU) 2023/1113 Travel Rule, and Frankfurt AMLA direct supervision.