Institution record
CMCMarkets
CMC Markets Asia Pacific PTY Ltd
- Source score
- 7.1
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Bundesanstalt für Finanzdienstleistungsaufsicht | 154814 | Revoked | CMC Markets Germany GmbH | 2019-08-07 | |
Investment Industry Regulatory Organization of Canada | Not supplied | Regulated | CMC Markets Canada Inc. | — | |
Financial Conduct Authority | 170627 | Regulated | CMC Spreadbet Plc | 2001-12-01 | |
Financial Markets Authority | 41187 | Regulated | CMC MARKETS NZ LIMITED | 2014-12-12 | |
Financial Conduct Authority | 173730 | Regulated | CMC Markets UK plc | 2001-12-01 | |
Monetary Authority of Singapore | 200605050E | Regulated | CMC MARKETS SINGAPORE PTE LTD | — |
Peer source record comparison
Compare imported fields for CMCMarkets and other records in our firms with licence warnings, enforcement flags or complaints dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| CMCMarkets (this record) | BaFinIIROCFinancial Conduct Authority+3 | 5 / 6 | Risk level not supplied | 7.1 | 0 |
FSAMASBaFin+4 | 6 / 7 | Risk level not supplied | 4.0 | 0 | |
BaFin | 0 / 1 | Risk level not supplied | 2.0 | 0 | |
BMABdEAMF+6 | 9 / 9 | Risk level not supplied | 8.5 | 1 | |
Financial Conduct AuthorityFSCACYSEC | 1 / 3 | Risk level not supplied | 6.0 | 0 | |
FSCAFinancial Conduct AuthorityFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 1 |
CMCMarkets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is CMCMarkets's regulatory licence status and supervisory authorisation?
The imported dataset contains 6 licence entries associated with CMCMarkets (legal entity reference: CMC Markets Asia Pacific PTY Ltd); 5 are labelled "regulated" and 5 are labelled regulated or registered: BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 154814, status: revoked; IIROC (Investment Industry Regulatory Organization of Canada) — licence Not supplied, status: regulated; Financial Conduct Authority — licence 170627, status: regulated; FMA (Financial Markets Authority) — licence 41187, status: regulated; Financial Conduct Authority — licence 173730, status: regulated; MAS (Monetary Authority of Singapore) — licence 200605050E, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official BaFin, IIROC, Financial Conduct Authority public register.
Which of CMCMarkets's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on firms with licence warnings, enforcement flags or complaints. 1 of CMCMarkets's 6 licence records fall directly within this jurisdictional mandate: BaFin (licence 154814, revoked, entity: CMC Markets Germany GmbH). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is CMCMarkets's institutional risk classification, enforcement exposure, and score profile?
CMCMarkets carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.1, risk & licensing: 7.0, brand: 7.8, market influence: 7.0, user reputation: 0.0). The imported source lists 0 exposure entries and 1 licence record with elevated status flags (BaFin: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to CMCMarkets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with CMCMarkets (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to BaFin.