Institution record
Pionex
- Source score
- 5.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Australian Transaction Reports and Analysis Centre | 665 262 868 | Revoked | Pionex | 2024-12-10 | |
In our coverage Financial Crimes Enforcement Network (FinCEN) | 31000166323126 | Exceeded scope | Pionex Limited | 2020-04-10 | |
U.S. Securities and Exchange Commission | 2284360 | Regulated | Pionex | 2021-07-12 |
Peer source record comparison
Compare imported fields for Pionex and other records in our firms with licence warnings, enforcement flags or complaints dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Pionex (this record) | AUSTRACFinancial Crimes Enforcement Network (FinCEN)SEC | 1 / 3 | Risk level not supplied | 5.0 | 0 |
MASVARAAUSTRAC+6 | 9 / 9 | Risk level not supplied | 7.2 | 1 | |
BMABdEAMF+6 | 9 / 9 | Risk level not supplied | 8.5 | 1 | |
CYSECCNMVFinancial Conduct Authority (UK FCA)+1 | 0 / 4 | Risk level not supplied | 1.5 | 0 | |
Financial Services Authority SeychellesCYSEC | 0 / 2 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFSCACYSEC | 1 / 3 | Risk level not supplied | 6.0 | 0 |
Pionex: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Pionex's regulatory licence status and supervisory authorisation?
The imported dataset contains 3 licence entries associated with Pionex (legal entity reference: Pionex); 1 are labelled "regulated" and 1 are labelled regulated or registered: AUSTRAC (Australian Transaction Reports and Analysis Centre) — licence 665 262 868, status: revoked; Financial Crimes Enforcement Network (FinCEN) — licence 31000166323126, status: exceeded scope; SEC (U.S. Securities and Exchange Commission) — licence 2284360, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official AUSTRAC, Financial Crimes Enforcement Network (FinCEN), SEC public register.
Which of Pionex's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on firms with licence warnings, enforcement flags or complaints. 2 of Pionex's 3 licence records fall directly within this jurisdictional mandate: AUSTRAC (licence 665 262 868, revoked, entity: Pionex); Financial Crimes Enforcement Network (FinCEN) (licence 31000166323126, exceeded scope, entity: Pionex Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Pionex's institutional risk classification, enforcement exposure, and score profile?
Pionex carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The imported source lists 0 exposure entries and 2 licence records with elevated status flags (AUSTRAC: revoked, Financial Crimes Enforcement Network (FinCEN): exceeded scope). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Pionex's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Pionex, institutional and retail allocators should: (1) confirm the domain (pionex.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to AUSTRAC.