مركز الركيزة الموضوعية · 1 تقارير منشورة

Compliance Forensics

Compliance Forensics research topics and source records from RegTech Codex. Practical 2026 due-diligence playbook from RegTech Codex explaining how to authenticate licence numbers across 342 official registers and detect clone-firm domain spoofing before funding an account.

أبرز الخلاصات البحثية المؤسسية — Compliance Forensics

Clone firms hijack genuine licence numbers from authorised institutions in UK FCA Warning List, FATF Standards, FinCEN Enforcement, and IOSCO Multilateral Alerts while operating on lookalike or unapproved web domains.
Validating a licence number alone is insufficient; investors must match the exact domain and legal entity recorded on the official government register.
RegTech Codex cross-links 342 supervisory authorities and 76 warning records directly to primary statutory lookup portals.
Cohort B dossiers demonstrate 1-to-1 mapping between commercial brand, contracting legal entity, certificate number, and recorded canonical website.
Automated systems can screen domains in real time via GET /api/v1/verify/domain and the MCP server at /.well-known/mcp.json.

التقارير البحثية ضمن المجموعة — Compliance Forensics (1)

2026-11-05Victoria Ashworth, LL.M, CAMS

How to Verify Global AML/KYC Supervision & Enforcement Intelligence Licences & Detect Clone Firms: 2026 Supervisory Lookup Playbook

Practical 2026 due-diligence playbook from RegTech Codex explaining how to authenticate licence numbers across 342 official registers and detect clone-firm domain spoofing before funding an account.

قراءة التقرير المؤسسي ←3 مصادر موثقة

ملفات الوسطاء والمؤسسات المالية المرخصة

التصنيفات الكمية ←جميع الوسطاء المرخصين ←

Trilt →

4 تراخيص

AMP Global →

2 تراخيص

Best Leader →

2 تراخيص

FONDEX →

2 تراخيص

Koderan Forex →

2 تراخيص

Seventy Brokers →

2 تراخيص

الهيئات الرقابية وأطر الترخيص ذات الصلة

جميع الهيئات الرقابية ←

Financial Crime Investigation Service of Lithuania — Financial Crime Investigation Service of Lithuania Reserve Bank of Australia — Reserve Bank of Australia Financial Market Commission (CMF) — Financial Market Commission (CMF)Accounting and Corporate Regulatory Authority (Singapore) — Accounting and Corporate Regulatory Authority (Singapore)Organization of Agents and Mediators (OAM) — Organization of Agents and Mediators (OAM)Financial Crime Investigation Service under the Ministry of the Interior of the Republic of Lithuania — Financial Crime Investigation Service under the Ministry of the Interior of the Republic of Lithuania

الأسئلة الشائعة (FAQ) — Compliance Forensics

What is a clone firm in Global AML/KYC Supervision & Enforcement Intelligence and how does it deceive investors?

A clone firm is an unauthorised entity that copies the real name, registration number, and licence credentials of an authorised financial institution onto a separate, unapproved domain to solicit deposits fraudulently.

How can I check if a trading website domain actually belongs to the licensed company it claims?

Look up the firm's certificate number independently via RegTech Codex's regulator directory or GET /api/v1/verify/domain?host=example.com and confirm the exact domain matches the website recorded on the government register.

Does a valid corporate registry certificate (such as Companies House or IBC incorporation) equal a financial licence?

No. General company incorporation only proves a legal person exists; conducting brokerage, custody, investment management, or money services requires explicit authorisation or registration from the financial Markets regulator.

What verdict does RegTech Codex's verification API return when a domain matches a regulator warning?

The /api/v1/verify/domain endpoint returns HIGH_RISK_REGULATOR_WARNING_OR_CLONE_FLAG along with the issuing regulator, warning publication date, and forensic dossier URL.

Where can I verify regulator clone warnings and official licensing registers on RegTech Codex?

All recorded regulator warnings and clone-firm forensic dossiers for RegTech Codex's coverage slice are indexed at /enforcement and exportable in CSV/JSON format at /datasets.

استكشاف المراكز الموضوعية ذات الصلة (RegTech Codex)

EU MiCA & DORA Compliance (18) →Global Enforcement & Licensing Rules (17) →Clone Firm Detection & Register Audits (16) →Prudential Capital & Client Money Segregation (15) →Regulatory Compliance (12) →Regulatory and Market Glossary (3) →Market Insights (2) →Compliance (2) →cybersecurity (1) →Regulatory Benchmarks (1) →Solvency and Protection (1) →Regtech Compliance (1) →Credit (1) →Cross-Border Sanctions, Outbound Investment & Digital Asset Compliance (1) →RegTech & Prudential Compliance (1) →Regulatory Compliance & Licensing (1) →