테마별 필러 허브 · 2 건의 브리핑

Compliance

Compliance research topics and source records from RegTech Codex. RegTech compliance codex entry filed 25 October 2026 detailing ESA Implementing Technical Standards (ITS) for DORA Article 28(3) Registers of Information, LEI/EUID hierarchy mapping, and incident reporting timers.

핵심 기관 리서치 요약 — Compliance

Filed Sunday 25 October 2026 by RegTech Codex: comprehensive institutional analysis of eu dora article 28(3) register of information (roi) data model under the sub-contractor chain mapping & major ict incident classification timers framework.
Reconciles primary statutory, central bank, and clearinghouse documentation ahead of the 26–30 October 2026 policy and earnings calendar.
Provides an explicit mathematical formulation and 4-tier benchmark matrix for front-office risk engineers and compliance committees.
Filed Sunday 25 October 2026 by RegTech Codex: comprehensive institutional analysis of iso 20022 structured/hybrid postal address validation (<pstladr>) under the swift cbpr+ schema enforcement & sanctions false-positive reduction framework.
Reconciles primary statutory, central bank, and clearinghouse documentation ahead of the 26–30 October 2026 policy and earnings calendar.
Provides an explicit mathematical formulation and 4-tier benchmark matrix for front-office risk engineers and compliance committees.

클러스터 리서치 브리핑 목록 — Compliance (2)

2026-10-25Victoria Ashworth, LL.M, CAMS

EU DORA Register of Information (RoI) & Critical ICT Third-Party Oversight: ITS Validation Rules (25 Oct 2026)

RegTech compliance codex entry filed 25 October 2026 detailing ESA Implementing Technical Standards (ITS) for DORA Article 28(3) Registers of Information, LEI/EUID hierarchy mapping, and incident reporting timers.

브리핑 전문 보기 →3 개 출처 URL

2026-10-25Victoria Ashworth, LL.M, CAMS

FATF Recommendation 16 & CPMI ISO 20022 Structured Postal Address Mandate: November 2026 Cutover Audit (25 Oct 2026)

Compliance engineering note filed 25 October 2026 on the mandatory transition from unstructured remittance address lines to structured / hybrid ISO 20022 postal elements across SWIFT CBPR+ and SEPA.

브리핑 전문 보기 →3 개 출처 URL

주요 금융 감독 당국 및 라이선스 체계

전체 감독 당국 →

Financial Crime Investigation Service of Lithuania — Financial Crime Investigation Service of Lithuania Reserve Bank of Australia — Reserve Bank of Australia Financial Market Commission (CMF) — Financial Market Commission (CMF)Accounting and Corporate Regulatory Authority (Singapore) — Accounting and Corporate Regulatory Authority (Singapore)Organization of Agents and Mediators (OAM) — Organization of Agents and Mediators (OAM)Financial Crime Investigation Service under the Ministry of the Interior of the Republic of Lithuania — Financial Crime Investigation Service under the Ministry of the Interior of the Republic of Lithuania

자주 묻는 질문 (FAQ) — Compliance

When was this RegTech Codex briefing on eu dora article 28(3) register of information (roi) data model filed?

This institutional desk note was filed on Sunday, 25 October 2026, calibrating risk, liquidity, and regulatory parameters ahead of the final trading week of October 2026.

How does sub-contractor chain mapping & major ict incident classification timers impact institutional desk limits?

By explicitly modeling tail-risk multipliers, balance-sheet shadow costs, and statutory filing tolerances, desks avoid under-estimating margin, reserve, or slippage bounds during event windows.

Are the regulatory and market citations in this note verified against primary sources?

Yes. Every statutory rule, clearinghouse standard, and central bank series referenced in this briefing links directly to official primary publications.

When was this RegTech Codex briefing on iso 20022 structured/hybrid postal address validation (<pstladr>) filed?