Institution record
RLC
Hong Kong Red Lion Capital Limited
- Source score
- 4.0
- Source exposures
- 1
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
Peer source record comparison
Compare imported fields for RLC and other records in our firms with licence warnings, enforcement flags or complaints dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| RLC (this record) | HKGXCGSE | 2 / 2 | Risk level not supplied | 4.0 | 1 |
HKGX | 1 / 1 | Risk level not supplied | 5.0 | 1 | |
HKGX | 1 / 1 | Risk level not supplied | 5.0 | 1 | |
HKGX | 1 / 1 | Risk level not supplied | 2.5 | 1 | |
CGSE | 0 / 1 | Risk level not supplied | 2.0 | 0 | |
CGSE | 0 / 1 | Risk level not supplied | 2.0 | 0 |
RLC: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is RLC's regulatory licence status and supervisory authorisation?
The imported dataset contains 2 licence entries associated with RLC (legal entity reference: Hong Kong Red Lion Capital Limited); 2 are labelled "regulated" and 2 are labelled regulated or registered: HKGX (Hong Kong Gold Exchange) — licence 081, status: regulated; CGSE (The Chinese Gold and Silver Exchange Society) — licence 081, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official HKGX, CGSE public register.
Which of RLC's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's firms with licence warnings, enforcement flags or complaints source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is RLC's institutional risk classification, enforcement exposure, and score profile?
RLC carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The imported source lists 1 exposure entry, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to RLC's platforms, entity structure, and complaints?
Before allocating capital or executing trades with RLC (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (rlc9000.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to HKGX.