Institution record
SMC
SMC Global Securities Ltd
- Source score
- 5.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Exchange Board of India | INZ000199438 | Regulated | SMC GLOBAL SECURITIES LIMITED | 1995-08-30 |
Peer source record comparison
Compare imported fields for SMC and other records in our firms with licence warnings, enforcement flags or complaints dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| SMC (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
CYSECCNMVFinancial Conduct Authority (UK FCA)+1 | 0 / 4 | Risk level not supplied | 1.5 | 0 | |
Financial Services Authority SeychellesCYSEC | 0 / 2 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFSCACYSEC | 1 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Services CommissionCYSEC | 0 / 2 | Risk level not supplied | 5.1 | 0 | |
AUSTRACFinancial Crimes Enforcement Network (FinCEN)SEC | 1 / 3 | Risk level not supplied | 5.0 | 0 |
SMC: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is SMC's regulatory licence status and supervisory authorisation?
The imported dataset contains 1 licence entry associated with SMC (legal entity reference: SMC Global Securities Ltd); 1 are labelled "regulated" and 1 are labelled regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000199438, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official SEBI public register.
Which of SMC's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's firms with licence warnings, enforcement flags or complaints source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is SMC's institutional risk classification, enforcement exposure, and score profile?
SMC carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 4.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to SMC's platforms, entity structure, and complaints?
Before allocating capital or executing trades with SMC (listed execution software: SMC Ace 2.0), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.