Institution record
Yellow Card
Yellow Card Financial, Inc.
- Source score
- 4.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (firms with licence warnings, enforcement flags or complaints) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Bank of Uganda (BoU) | Not supplied | Unauthorised | Yellow Card Financial Uganda Limited | — | |
Financial Sector Conduct Authority | FSP 53790 | Regulated | Yellow Card Financial South Africa (Pty) Limited | 2023 | |
Non-bank Financial Institutions Regulatory Authority | Certificate No. 11/1/5 (1) | Regulated | Yellow Card Botswana Proprietary Limited | 2022 |
Peer source record comparison
Compare imported fields for Yellow Card and other records in our firms with licence warnings, enforcement flags or complaints dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Yellow Card (this record) | Bank of Uganda (BoU)FSCANBFIRA | 2 / 3 | Risk level not supplied | 4.0 | 0 |
Financial Conduct AuthorityFSCACYSEC | 1 / 3 | Risk level not supplied | 6.0 | 0 | |
FSCANBRB | 0 / 2 | Risk level not supplied | 5.0 | 1 | |
FSCAFinancial Conduct AuthorityFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 1 | |
Financial Conduct AuthorityFSRALabuan FSA+1 | 3 / 4 | Risk level not supplied | 7.0 | 0 | |
FSCACYSEC | 1 / 2 | Risk level not supplied | 5.0 | 0 |
Yellow Card: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Yellow Card's regulatory licence status and supervisory authorisation?
The imported dataset contains 3 licence entries associated with Yellow Card (legal entity reference: Yellow Card Financial, Inc.); 2 are labelled "regulated" and 2 are labelled regulated or registered: Bank of Uganda (BoU) — licence Not supplied, status: unauthorised; FSCA (Financial Sector Conduct Authority) — licence FSP 53790, status: regulated; NBFIRA (Non-bank Financial Institutions Regulatory Authority) — licence Certificate No. 11/1/5 (1), status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official Bank of Uganda (BoU), FSCA, NBFIRA public register.
Which of Yellow Card's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on firms with licence warnings, enforcement flags or complaints. 1 of Yellow Card's 3 licence records fall directly within this jurisdictional mandate: Bank of Uganda (BoU) (licence Not supplied, unauthorised, entity: Yellow Card Financial Uganda Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Yellow Card's institutional risk classification, enforcement exposure, and score profile?
Yellow Card carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The imported source lists 0 exposure entries and 1 licence record with elevated status flags (Bank of Uganda (BoU): unauthorised). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Yellow Card's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Yellow Card, institutional and retail allocators should: (1) confirm the domain (yellowcard.io) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Bank of Uganda (BoU).