1v1 Institutional Counterparty Comparison
ICAP vs Yellow Card: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of ICAP (TP ICAP group) and Yellow Card (Yellow Card Financial, Inc.) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Firms with licence warnings, enforcement flags or complaints
Yellow Card outranks ICAP by +1.0 pts in composite 6D scoring (4.0 vs 3.0)
On supervisory breadth, ICAP holds 2 active regulated licence(s) (0 Tier-1) out of 4 total filings and 0 warning count(s), whereas Yellow Card holds 2 active regulated licence(s) (0 Tier-1) out of 3 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | ICAP | Yellow Card | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 3.0 | 4.0 | +1.0 | Yellow Card |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 3.0 | 4.0 | +1.0 | Yellow Card |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 2.0 | 2.0 | 0.0 | Statistical Tie |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 3.0 | 4.0 | +1.0 | Yellow Card |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 3.0 | 4.0 | +1.0 | Yellow Card |
Visual Architecture Benchmark: ICAP vs Yellow Card
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | ICAP | Yellow Card |
|---|---|---|
| Primary Legal Name | TP ICAP group | Yellow Card Financial, Inc. |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 2 regulated / 4 total (0 Tier-1) | 2 regulated / 3 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | TP ICAP Group plc 135 Bishopsgate London United Kingdom EC2M 3TP | Yellow Card Financial, Inc., Atlanta, Georgia, United States. |
| Offered Asset Classes & Services | interest rates, stocks, FX, money markets, fixed income, local markets, credit, commodities | Multi-asset financial services |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare ICAP and Yellow Card against other regulated peers in our firms with licence warnings, enforcement flags or complaints slice.
Frequently Asked Questions: ICAP vs Yellow Card
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: ICAP or Yellow Card?
Both ICAP and Yellow Card hold 2 regulated licence record(s) in our dataset. Specifically, ICAP maintains 4 total recorded filing(s) (Financial Conduct Authority, MAS, ASIC, CFTC) with 0 warning flag(s), whereas Yellow Card maintains 3 recorded filing(s) (Bank of Uganda (BoU), FSCA, NBFIRA) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between ICAP and Yellow Card?
In RegTech Codex's 6-Dimension scoring matrix (0.0–10.0 scale), ICAP records an Overall Score of 3.0 (Risk & Licensing: 3.0, Brand: 3.0, Market Influence: 3.0, User Reputation: 0.0, Execution & Software: 2.0), compared with Yellow Card at 4.0 Overall (Risk & Licensing: 4.0, Brand: 4.0, Market Influence: 4.0, User Reputation: 0.0, Execution & Software: 2.0).
How do ICAP and Yellow Card differ in trading platforms and asset classes?
ICAP lists interest rates, stocks, FX, money markets, fixed income, local markets, credit, commodities with execution software [proprietary/web execution], while Yellow Card lists general financial services with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: ICAP or Yellow Card?
ICAP carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Yellow Card carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.