Regulator index
Regulators and their public registers
The supervisors behind the licences in our coverage, with links to each regulator’s website and register so you can check a licence at the source.
Coverage: Firms with licence warnings, enforcement flags or complaints
All regulators
Sorted by licence holders in our coverage
| Regulator | Est. | Licence holders | Links |
|---|---|---|---|
| CNBV Comisión Nacional Bancaria y de Valores | 1995 | 0 | Website ↗Register ↗ |
| CONSOB Commissione Nazionale per le Società e la Borsa | 1974 | 0 | Website ↗Register ↗ |
| CR Companies Registry | 1993 | 0 | Website ↗Register ↗ |
| CSA Canadian Securities Administrators | 2003 | 0 | Website ↗Register ↗ |
| CSRC China Securities Regulatory Commission | 1992 | 0 | Website ↗Register ↗ |
| CSSF Commission de Surveillance du Secteur Financier | 1998 | 0 | Website ↗Register ↗ |
| CVM Securities and Exchange Commission of Brazil | 1976 | 0 | Website ↗Register ↗ |
| DAB Da Afghanistan Bank | 1939 | 0 | Website ↗Register ↗ |
| DED Department of Economic Development, Dubai | 1992 | 0 | Website ↗Register ↗ |
| DET Department of Economic Development | 1992 | 0 | Website ↗Register ↗ |
| DFPI California Department of Financial Protection and Innovation | 2020 | 0 | Website ↗Register ↗ |
| DFS New York State Department of Financial Services | 2011 | 0 | Website ↗Register ↗ |
| DFSA Danish Financial Supervisory Authority | 1988 | 0 | Website ↗Register ↗ |
| DIFC Dubai International Financial Centre | 2004 | 0 | Website ↗Register ↗ |
| DKFSA Danish Financial Supervisory Authority | 1988 | 0 | Website ↗Register ↗ |
| DNB De Nederlandsche Bank | 1814 | 0 | Website ↗Register ↗ |
| EFSA Egyptian Financial Supervisory Authority | 2009 | 0 | Website ↗Register ↗ |
| ESMA European Securities and Markets Authority | 2011 | 0 | Website ↗Register ↗ |
| FA Financial Arbitrator | 2003 | 0 | Website ↗Register ↗ |
| FAIS Financial Services Providers Ombud | 2004 | 0 | Website ↗Register ↗ |
| FCAA Financial and Consumer Affairs Authority | 2012 | 0 | Website ↗Register ↗ |
| FCAC Financial Consumer Agency of Canada | 2001 | 0 | Website ↗Register ↗ |
| FCNB Financial and Consumer Services Commission | 2013 | 0 | Website ↗Register ↗ |
| FDIC Federal Deposit Insurance Corporation (U.S.) | 1933 | 0 | Website ↗Register ↗ |
| FDRC Financial Dispute Resolution Centre | 2012 | 0 | Website ↗Register ↗ |
| FDRC Financial Dispute Resolution Commission | 2010 | 0 | Website ↗Register ↗ |
| FDRS Financial Dispute Resolution Service | 2011 | 0 | Not supplied |
| FFAJ Financial Futures Association of Japan | 1989 | 0 | Website ↗Register ↗ |
| FI Swedish Financial Supervisory Authority | 1991 | 0 | Website ↗Register ↗ |
| FIDReC Financial Industry Disputes Resolution Centre Ltd | 2005 | 0 | Website ↗Register ↗ |
| FIN-FSA Financial Supervisory Authority | 2009 | 0 | Website ↗Register ↗ |
| FinaCom Financial Commission（FinaCom PLC Ltd.） | 2013 | 0 | Website ↗Register ↗ |
| FINE Financial Ombudsman Service | 2011 | 0 | Website ↗Register ↗ |
| FinKN Norwegian Financial Service Complaints Board | 2010 | 0 | Website ↗Register ↗ |
| FIU Estonian Financial Intelligence Unit | 1999 | 0 | Website ↗Register ↗ |
| FIU Financial Intelligence Unit | 1997 | 0 | Website ↗Register ↗ |
| FIU-IND Financial Intelligence Unit – India | 2004 | 0 | Website ↗Register ↗ |
| FMA Financial Market Authority | 2005 | 0 | Website ↗Register ↗ |
| FMA Austrian Financial Market Authority | 2002 | 0 | Website ↗Register ↗ |
| FME Financial Supervisory Authority of Iceland | 1996 | 0 | Website ↗Register ↗ |
Regulator names, websites and register links come from an imported dataset and have not been checked one-by-one. Where the source gave only a Chinese name, the English name comes from our reviewed glossary or an editor’s translation.