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RegTech CodexGlobal Financial Compliance, AML/KYC Frameworks & Prudential Rulebooks

Regulator index

Regulators and their public registers

The supervisors behind the licences in our coverage, with links to each regulator’s website and register so you can check a licence at the source.

Coverage: Firms with licence warnings, enforcement flags or complaints

All regulators

Sorted by licence holders in our coverage

RegulatorEst.Licence holdersLinks
FOS
Financial Ombudsman Service
20010Website ↗Register ↗
FOS
Financial Ombudsman Service
20080Website ↗Register ↗
FRS
U.S. Federal Reserve System
19130Website ↗Register ↗
FSA
​Financial Supervisory Authority of Norway
19860Website ↗Register ↗
FSB
Securities and Futures Bureau
20040Website ↗Register ↗
FSC
Financial Services Commission Montserrat
20010Website ↗Register ↗
FSC
Financial Supervisory Commission (Taiwan)
20040Website ↗Register ↗
FSC
Financial Service Commission
20010Website ↗Register ↗
FSC
Financial Service Commission
20110Website ↗Register ↗
FSC
Financial Supervisory Commission
20030Website ↗Register ↗
FSC
Financial Supervision Commission
20030Website ↗Register ↗
FSCL
Financial Service Complaints LTD
20110Website ↗Register ↗
FSCS
Financial Service Compensation Scheme
20010Website ↗Register ↗
FSMA
Financial Services and Markets Authority
20110Website ↗Register ↗
FSPO
Financial Services and Pensions Ombudsman
20180Website ↗Register ↗
FSRA
Financial Services Regulatory Authority, Abu Dhabi Global Market
20130Website ↗Register ↗
FSRA
Financial Services Regulatory Authority, Abu Dhabi Global Market
20130Website ↗Register ↗
FSRA
Financial Services Regulatory Authority
20140Website ↗Register ↗
FSRC
The Financial Services Regulatory Commission
20090Website ↗Register ↗
FSRC
Financial Service Regulatory Commission
20130Website ↗Register ↗
FSRC
Financial Services Regulatory Commission
20090Website ↗Register ↗
FSS
Financial Supervisory Service (Korea)
19990Website ↗Register ↗
FSTB
Financial Services and the Treasury Bureau
20020Website ↗Register ↗
FSU
Financial Services Unit, Dominica
20080Website ↗Register ↗
GCB
Curaçao Gaming Control Board
19990Website ↗Register ↗
GFSC
Guernsey Financial Services Commission
19870Website ↗Register ↗
Gov
Tax Administration Chamber in Katowice (Poland)
20170Website ↗Register ↗
HANFA
Croatian Financial Services Supervisory Agency
20060Website ↗Register ↗
HCMC
Hellenic Capital Market Commission
20200Website ↗Register ↗
HKGX
Hong Kong Gold Exchange
20250Website ↗Register ↗
HNB
Croatian National Bank
19900Website ↗Register ↗
IAS
Tax Office for the Katowice Region (Poland)
20170Website ↗Register ↗
IFC
The International Financial Centre
20080Website ↗Register ↗
IFMRRC
International Financial Market Relations Regulation Center
20170Website ↗Register ↗
INE
Shanghai International Energy Exchange
20130Website ↗Register ↗
ISA
Israel Securities Authority
19680Website ↗Register ↗
JFSC
Jersey Financial Service Commision
19980Website ↗Register ↗
JFX
Jakarta Futures Exchange
19990Website ↗Register ↗
KNF
Polish Financial Supervision Authority
20060Website ↗Register ↗
KROUFR
Комиссия по Регулированию Отношений участников Финансовых рынков
20030Website ↗Register ↗

Regulator names, websites and register links come from an imported dataset and have not been checked one-by-one. Where the source gave only a Chinese name, the English name comes from our reviewed glossary or an editor’s translation.

Financial regulators and public registers | RegTech Codex