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RegTech Codex · Registros de instituições

Doo Prime

Doo Prime · País (fonte): US · Data de registro (fonte): 2014

Imported score (methodology unverified)
7.00 / 10
UNKNOWN

These are imported records, not confirmation by a regulator. Status may change; check the contracting entity and licence number directly with the issuing regulator.

Registros de licença importados (7)

Imported records do not establish current authorisation. Check the named legal entity, permissions and status in the regulator’s official register.

ReguladoresRecorded legal entityNúmero da licençaImported statusView record
U.S. Securities and Exchange Commission (SEC) — U.S. Securities and Exchange Commission (SEC)DOO FINANCIAL US, INC.8-41551regulatedView record →
Financial Services Commission, Mauritius — Financial Services Commission, MauritiusDOO PRIME MAURITIUS LIMITEDC119023907regulatedView record →
VFSC — Vanuatu Financial Services CommissionDOO PRIME VANUATU LIMITED700238regulatedView record →
ASIC — Australian Securities and Investments CommissionDOO FINANCIAL AUSTRALIA LIMITED222650regulatedView record →
Financial Services Authority Seychelles — Financial Services Authority SeychellesDoo Prime (Seychelles) LimitedSD090regulatedView record →
Financial Conduct Authority — Financial Conduct AuthorityDOO Clearing Limited833414regulatedView record →
FINRA — Financial Industry Regulatory AuthorityDOO FINANCIAL US, INC.24409regulatedView record →

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Registros de exposição (1)

Doo Prime slippage

Severe slippage caused the client’s account to be liquidated.

Doo Prime — Registros de instituições | RegTech Codex