RegTech Codex · Hồ sơ tổ chức từ nguồn
Doo Prime
Doo Prime · Quốc gia (nguồn): US · Ngày đăng ký (nguồn): 2014
Imported score (methodology unverified)
7.00 / 10
UNKNOWN
These are imported records, not confirmation by a regulator. Status may change; check the contracting entity and licence number directly with the issuing regulator.
Hồ sơ giấy phép nhập (7)
Imported records do not establish current authorisation. Check the named legal entity, permissions and status in the regulator’s official register.
| Cơ quan Quản lý | Recorded legal entity | Số giấy phép | Imported status | View record |
|---|---|---|---|---|
| U.S. Securities and Exchange Commission (SEC) — U.S. Securities and Exchange Commission (SEC) | DOO FINANCIAL US, INC. | 8-41551 | regulated | View record → |
| Financial Services Commission, Mauritius — Financial Services Commission, Mauritius | DOO PRIME MAURITIUS LIMITED | C119023907 | regulated | View record → |
| VFSC — Vanuatu Financial Services Commission | DOO PRIME VANUATU LIMITED | 700238 | regulated | View record → |
| ASIC — Australian Securities and Investments Commission | DOO FINANCIAL AUSTRALIA LIMITED | 222650 | regulated | View record → |
| Financial Services Authority Seychelles — Financial Services Authority Seychelles | Doo Prime (Seychelles) Limited | SD090 | regulated | View record → |
| Financial Conduct Authority — Financial Conduct Authority | DOO Clearing Limited | 833414 | regulated | View record → |
| FINRA — Financial Industry Regulatory Authority | DOO FINANCIAL US, INC. | 24409 | regulated | View record → |
So sánh hồ sơ
Hồ sơ rủi ro từ nguồn (1)
Doo Prime slippage
Severe slippage caused the client’s account to be liquidated.
