RegTech Codex · 機関の出典記録
Doo Prime
Doo Prime · 国・地域（出典）: US · 登録日（出典記録）: 2014
Imported score (methodology unverified)
7.00 / 10
UNKNOWN
These are imported records, not confirmation by a regulator. Status may change; check the contracting entity and licence number directly with the issuing regulator.
取込ライセンス記録 (7)
Imported records do not establish current authorisation. Check the named legal entity, permissions and status in the regulator’s official register.
| 金融規制当局 | Recorded legal entity | ライセンス番号 | Imported status | View record |
|---|---|---|---|---|
| U.S. Securities and Exchange Commission (SEC) — U.S. Securities and Exchange Commission (SEC) | DOO FINANCIAL US, INC. | 8-41551 | regulated | View record → |
| Financial Services Commission, Mauritius — Financial Services Commission, Mauritius | DOO PRIME MAURITIUS LIMITED | C119023907 | regulated | View record → |
| VFSC — Vanuatu Financial Services Commission | DOO PRIME VANUATU LIMITED | 700238 | regulated | View record → |
| ASIC — Australian Securities and Investments Commission | DOO FINANCIAL AUSTRALIA LIMITED | 222650 | regulated | View record → |
| Financial Services Authority Seychelles — Financial Services Authority Seychelles | Doo Prime (Seychelles) Limited | SD090 | regulated | View record → |
| Financial Conduct Authority — Financial Conduct Authority | DOO Clearing Limited | 833414 | regulated | View record → |
| FINRA — Financial Industry Regulatory Authority | DOO FINANCIAL US, INC. | 24409 | regulated | View record → |
記録の比較
リスク関連の出典記録 (1)
Doo Prime slippage
Severe slippage caused the client’s account to be liquidated.