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Risk & Enforcement Watchlist · Elevated Due Diligence

Revoked Licences, Regulatory Warnings & High-Risk Watchlist

Counterparty risk register of entities carrying published regulatory warnings, revoked or exceeded licence states, or sub-threshold composite risk scores requiring heightened compliance scrutiny.

Coverage: Firms with licence warnings, enforcement flags or complaints

Institutional Comparison & Composite Score Matrix

Showing 50 ranked entities ordered by composite score descending.

Languages:zh-Hanszh-Hantjakovith
RankEntity NameEntity TypePrimary RegulatorsComposite ScoreRisk LevelDue Diligence Actions
#1Forex
GAIN Global Markets, Inc.
Company / Broker
Financial Conduct AuthorityRegulatedFSARegulatedASICRegulated+2 more
9.3/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#2Coinbase
Coinbase Exchange
Company / Broker
BMARegulatedBdERegulatedAMFRegulated+6 more
8.5/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#3TMGM
Trademax Global Markets.
Company / Broker
VFSCOffshoreFMARegulatedASICRegulated
8.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#4TeraFX
Tera Europe Limited
Company / Broker
Financial Conduct AuthorityRegulated
7.5/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#5Exness
Exness Europe Limited
Company / Broker
FSCARegulatedCYSECRegulatedFinancial Services Commission, MauritiusRegulated+2 more
7.3/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#6Acetop
Acetop Limited.
Company / Broker
CGSERegisteredFinancial Conduct AuthorityRegulatedSCBOffshore+1 more
7.2/ 10
Risk level not supplied3 alerts
RegulationSafetyFees
#7OKXCompany / Broker
MASRegulatedVARARegulatedAUSTRACRegulated+6 more
7.2/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#8CMCMarkets
CMC Markets Asia Pacific PTY Ltd
Company / Broker
BaFinRevokedIIROCRegulatedFinancial Conduct AuthorityRegulated+3 more
7.1/ 10
Risk level not supplied
RegulationSafetyFees
#9Emperor Capital Group
Emperor Securities Limited
Company / Broker
SFCRegulated
7.0/ 10
Risk level not supplied2 alerts
RegulationSafetyFees
#10Doo PrimeCompany / Broker
U.S. Securities and Exchange Commission (SEC)RegulatedFinancial Services Commission, MauritiusRegulatedVFSCRegulated+4 more
7.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#11HTFX
HTFX Limited
Company / Broker
VFSCOffshoreFinancial Conduct AuthorityRegulatedCYSECRegulated
7.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#12IC MarketsCompany / Broker
ASICRegulatedCYSECRegulated
7.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#13Taurex
Zenfinex Limited
Company / Broker
Financial Services Authority SeychellesOffshoreFinancial Conduct AuthorityRegulated
7.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#14ThinkMarkets
TF GLOBAL MARKETS (AUST) PTY LTD
Company / Broker
FSCAExceeded scopeFinancial Conduct AuthorityRegulatedFSARegulated+3 more
7.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#15Tickmill
Tickmill UK Limited
Company / Broker
Financial Conduct AuthorityRegulatedFSCARegulatedCYSECRegulated+1 more
7.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#16Direct TT
Direct Trading Technologies LTD
Company / Broker
Financial Conduct AuthoritySuspected cloneVFSCOffshore
7.0/ 10
Risk level not supplied
RegulationSafetyFees
#17FONDEX
Fondex Limited
Company / Broker
Financial Services Authority SeychellesSuspected cloneCYSECSuspected clone
7.0/ 10
Risk level not supplied
RegulationSafetyFees
#18ICM
ICM Capital Limited
Company / Broker
Financial Conduct AuthorityRevokedFSRARegulatedLabuan FSARegulated+1 more
7.0/ 10
Risk level not supplied
RegulationSafetyFees
#19PRCBroker
Performance Ronnaru Company Ltd
Company / Broker
Financial Conduct AuthorityRevokedVFSCOffshoreCYSECRegulated
7.0/ 10
Risk level not supplied
RegulationSafetyFees
#20Swissquote
Swissquote Asia Limited
Company / Broker
Financial Conduct Authority (UK FCA)Suspected cloneFINMARegulatedSFCRegulated+3 more
6.5/ 10
Risk level not supplied
RegulationSafetyFees
#21Dupoin
Dupoin UK Ltd
Company / Broker
Financial Conduct Authority (UK FCA)RegulatedCommodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)Regulated
6.2/ 10
Risk level not supplied2 alerts
RegulationSafetyFees
#22M4Markets
Harindale Ltd
Company / Broker
Financial Services Authority SeychellesRegulatedDFSARegulatedCYSECRegulated
6.1/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#23ACY Securities
ACY Securities Pty Ltd
Company / Broker
ASICRegulatedASICRegulated
6.0/ 10
Risk level not supplied3 alerts
RegulationSafetyFees
#24ATFX
AT Global Markets (UK) Limited
Company / Broker
SCARegulatedASICRegulatedFinancial Conduct AuthorityRegulated+1 more
6.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#25Equiti
Equiti Brokerage (Seychelles) Limited
Company / Broker
Financial Conduct AuthorityRegulatedFinancial Services Authority SeychellesOffshoreCYSECRegulated+2 more
6.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#26FinPros
FinPros Financial Ltd
Company / Broker
Financial Services Authority SeychellesOffshore
6.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#27Octa
Octa Markets Cyprus Ltd.
Company / Broker
CYSECRegulatedCommodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI)Regulated
6.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#28Ultima MarketsCompany / Broker
CYSECRegulated
6.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#29VT Markets
VT Markets Pty Ltd
Company / Broker
FSCARegulatedASICRegistered
6.0/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#30AximTradeCompany / Broker
ASICSuspected clone
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#31Exinity
Exinity Works UK Ltd
Company / Broker
Financial Conduct Authority (UK FCA)Suspected cloneFinancial Services Commission, MauritiusRegulated
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#32FXOpen
FXOpen EU Ltd
Company / Broker
ASICRevokedCYSECRegulatedFinancial Conduct AuthorityRegulated
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#33GFA
GFA Capital Markets LTD
Company / Broker
ASICSuspected clone
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#34KEY TO MARKETS
KEY TO MARKETS INTERNATIONAL Limited
Company / Broker
Financial Conduct AuthorityRevokedFinancial Services Commission, MauritiusRegulated
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#35PBFX
PRIME BUSINESS CO.,LIMITED
Company / Broker
FSPRRevoked
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#36TRADE.COM
Lead Capital Global Ltd
Company / Broker
Financial Conduct AuthoritySuspected cloneFSCASuspected cloneCYSECRegulated
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#37Trust Capital TC
Trust Capital TC LTD
Company / Broker
CYSECSuspected clone
6.0/ 10
Risk level not supplied
RegulationSafetyFees
#38Xtrade
XTRADE.AU PTY LTD
Company / Broker
ASICRevokedFinancial Services CommissionRegulated
5.9/ 10
Risk level not supplied
RegulationSafetyFees
#39uTrada
uTrada Limited
Company / Broker
Labuan FSARegulated
5.8/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#40FXGT.com
GT Global Ltd
Company / Broker
Financial Services Authority SeychellesRegulatedCYSECRegulatedVFSCRegulated
5.7/ 10
Risk level not supplied3 alerts
RegulationSafetyFees
#41BAXIA MARKETSCompany / Broker
SCBOffshoreFinancial Services Authority SeychellesOffshore
5.6/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#42XS
XS Ltd
Company / Broker
Financial Services Authority SeychellesRegulatedASICRegulated
5.6/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#43GTC
GTC Global Trade Capital Ltd
Company / Broker
SCARegulatedASICRegulatedFinancial Services Commission, MauritiusRegulated+1 more
5.1/ 10
Risk level not supplied1 alert
RegulationSafetyFees
#44Tradeo
UR TRADE FIX Ltd
Company / Broker
Financial Services CommissionSuspected cloneCYSECSuspected clone
5.1/ 10
Risk level not supplied
RegulationSafetyFees
#45JustMarketsCompany / Broker
CyFORegulatedFinancial Services Authority SeychellesOffshore
5.0/ 10
Risk level not supplied4 alerts
RegulationSafetyFees
#46Warren Bowie
Securcap Securities (MU) Ltd
Company / BrokerNone on record5.0/ 10
Risk level not supplied3 alerts
RegulationSafetyFees
#47AbtradeCompany / BrokerNone on record5.0/ 10
Risk level not supplied2 alerts
RegulationSafetyFees
#48Capitalix
4Square SY Ltd
Company / Broker
Financial Services Authority SeychellesOffshore
5.0/ 10
Risk level not supplied2 alerts
RegulationSafetyFees
#49Daniu Securities
Hong Kong Daniu Securities Limited
Company / BrokerNone on record5.0/ 10
Risk level not supplied2 alerts
RegulationSafetyFees
#50EvestCompany / Broker
FSCASuspected cloneVFSCRegulated
5.0/ 10
Risk level not supplied2 alerts
RegulationSafetyFees

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Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.

Revoked Licences, Regulatory Warnings & High-Risk Watchlist | RegTech Codex